HKSI LE Securities Exam Info For Dummies
What papers should I take
The differences between a SFC Responsible Officer (RO), HKMA Executive Officer (EO) and a Sale Representative (Rep)
https://2cexam.com.hk/a1061_eng/
Which paper I should take：
https://2cexam.com.hk/A1064_eng/
Waiving LE Papers 7-12：
https://2cexam.com.hk/A1015_eng/
FAQ about exemption：
https://2cexam.com.hk/A1018_eng/
Exam Registration
Registration Name：
How to sign up：
https://www.youtube.com/watch?v=FVnPKUDsmiM
Exam Result Validity：
https://2cexam.com.hk/A1001_eng/
Revision Related
Sign up after registering for an exam to download the study notes：
How to download the study notes：
https://www.youtube.com/watch?v=p-iGKYJ4SEE
HKSI LE Past Paper (Only Year 2006 available)：
Study note version and when it will be updated：
Pass Rates：
Free Mock Questions Trial：
https://hksiiiqepasspaper.online/?lang=en
Physical Copy Study Materials：
HKSI LE Free Youtube Classes：
https://www.youtube.com/channel/UCGkybJphmKndny8VZmgx_Ag
https://www.youtube.com/channel/UCWeJj69s7nhG9HmbSeT-R-A
Youtube Paper 1 Updates in the recent years：
https://2cexam.com.hk/A1056_eng/
License Application Related：
How to apply for a license：
https://2cexam.com.hk/A1077_eng/
Do I need to retake the exam after I resigned N years ago：
https://www.sfc.hk/web/EN/faqs/intermediaries/licensing/licensing-examinations.html#7
Please reference #7
Q: Are there any exemptions from the competence examinations requirement for former practitioners applying for a licence to re-enter the industry?
A: Please refer to Question 2 above. For former practitioners who have left the industry for between 3 and 8 years, they may be exempted from the relevant competence examinations (including both industry qualification and local regulatory framework papers) when they re-apply for a licence or seek to be re-engaged by a registered institution as a relevant individual.
Whom should I contact if I have questions regarding license application?
https://2cexam.com.hk/A1074_eng/
How can we help?
2CExam provides HKSI LE, IIQE, EAQE and SQE related exam preparation materials. We sell mock question banks for HKSI LE and IIQE papers in Chinese and English, as well as EAQE and SQE papers in Chinese. We also offer 1 on 1 tutorial services. Besides, we have also made free tutorial videos and posted them on public channels such as Youtube/ Bilibili/ Tencent/ Iqiyi. 2CExam has been an exam training expert for years. Should you need any help, please visit www.2cexam.com.hk.hk or contact us through:
Phone +852 2110 9644
Email: [email protected]
Wechat: hk2cexam
WhatsApp: +852 9347 2064
Please support us by leaving comments and likes if you think this article helps you!
You can scan or click on the QR codes to visit our social media.
Latest Article
Categories
過往文章
Contact US
-
Phone:
+852 2110 9644
-
Email:
-
WhatsApp
+852 9347 2064
-
WeChat
hk2cexam
Interesting Articles
Why is it a disadvantage for foreigners to take the HKSI LE securities exam?
The HKSI LE exam provides two languages, Chinese and English, and both are provided during the exam. Some students who have taken the exams several times may pay attention to both the Chinese and English questions simultaneously, they will find that the content of the questions in Chinese or English exams is actually…
Which IIQE exam is easier? The English version or the Chinese version?
From time to time, students who purchase mock questions will ask us whether it is better to take the IIQE exam in Chinese or English? Some students who have taken the exams several times may pay attention to both the Chinese and English questions simultaneously. They will find that the content of the…
Is the HKSI LE exam easier to take in English? Or in Chinese?
From time to time, students who purchase mock questions will ask us whether it is better to take the HKSI LE exam in Chinese or English? If you have taken the exams several times and have paid attention to both the Chinese and English questions, you will find that the content of the…
Can I obtain an insurance license from the Insurance Authority (IA) without taking any examination if I have a foreign professional qualification?
Does the IA recognize insurance-related work experience gained outside of Hong Kong? Some students will ask us what kind of work experience is considered as insurance related industry experience, because their academic qualifications do not meet the requirements. Some people might have the misconception, thinking that without a license, how can one have industry…
Can I apply for a real estate license from the EAA Estate Agent Authority if I have a criminal record?
To apply for a real estate business license, you need to meet the “fit and proper” guidelines issued by the Estate Agent Authority (EAA). Estate Agent Authority will explore your past criminal records including but not limited to rigging, fraud or other dishonest acts, such as theft, handling stolen goods, using false documents, leaving…
Can I apply for an insurance license from the Insurance Authority if I have criminal records?
To apply for an insurance license, you need to meet the “Fit and Proper” Guidelines issued by the Insurance Authority (IA). The IA will look into your past criminal records, the Monetary Authority / Securities and Futures Commission / MPFA / other relevant agencies’ sanction records, as well as whether there are any places…
If I have a criminal record, can I still apply for the SFC’s securities license?
To apply for a securities license, you need to meet the Guidelines on Competence issued by the Securities and Futures Commission. Among them, the SFC will explore your past criminal records, whether you have ever had disciplinary actions, known frauds, misrepresentations, etc. in other licensed corporations in the past. In other words, past…
What is counted as relevant industry experience under the IA license transition arrangements?
One of the most repercussive reforms after the Insurance Authority took over the supervision of the insurance industry is the change of the minimum academic qualification requirement from Secondary school form 5 level to passing 5 subjects in the Hong Kong Certificate of Education Examination (HKCEE) / Hong Kong Diploma of Secondary Education (HKDSE),…
Minimum academic requirements for applying for an EAA license
Is there a minimum education requirement for the real estate industry? The conditions for the licensing of the real estate industry are included in the “Fit and proper person to hold a licence” guidelines issued by the Estate Agent Authority (EAA). All real estate agents and salespersons who wish to be licensed must…
Minimum academic requirements for applying for an IA license
Is there a minimum education requirement for the insurance industry? The conditions for licensing in the insurance industry are included in the “Fit and Proper” Guidelines (GL23/Guideline 23) issued by the Insurance Authority. All intermediaries who wish to be licensed must abide by this guideline. IA listed the educational requirements for intermediaries…