How to register for the HKSI LE Securities and Futures Practitioner?

May 4, 2022

The HKSI LE exam must be registered at HKSI, but not the SFC. There are two methods for registration. The most popular one is online registration, followed by in-person registration.

How to register for HKSI exam

Register online:

1. To register for the exam, you must first register as a member of HKSI

https://login.hksi.org/login?language=en

2. Click “Enable/Create User Login”

3. Fill in the title, English surname, Chinese surname, phone number, email address, ID card number and other information. Please make sure that the information is correct, otherwise students may overlook important news

4. Check the “HKSI Institute Online Portal Account-First Time Login” email sent by “HKSI Institute” in the email you just filled out, and enter the link provided to activate the account

5. Set username and password

6. Login

7. Enter the following link: https://oes.hksi.org/enrol/listActivity?activity_type=X&category=Licensing%20Examination%20for%20Securities%20and%20Futures%20Intermediaries

8. Select the number of the test paper you want to apply for and click

9. After selection, ‘the organ position’ will expand. If students have a favorable test period or a deadline, you can enter the date to “Exam date from:” or/and “Exam date to:”

If students only want to see the sessions with vacancy, students can click to check “Enrollment is now accepted and there is remaining balance”

10. After you click “Search”, you will see that there are still vacancies available for registration in the last few months

You can click on the checkbox on the left of the date to register for the event

11. After the selection is completed, slide down and press “Add to Cart”

12. If you need to register more than one test paper, you can click “Add Other” in the pop-up window and start over from step 7; if you have completed all the selections, you can click “Checkout”

13. Check whether the session and time are correct, if you press it correctly, tick “I have read and agree to the terms and conditions of use” and click “Start payment”

14. Choose the payment method (VISA/ MASTER/ American Express/ UnionPay/ VisaCheckout/ MasterPass/ PPS) and follow the instructions to make the payment. It may be necessary to use a mobile phone SMS to send a one-time password

15. After completing the payment, you will return to the HKSI page, and there will be a line of green text saying “Thank you for choosing the institute!” then receive an email. The following questionnaire is filled out according to the situation.

16. If you want to review the session and time, or download the study manual, you can log in on the online portal and select “Selected Upcoming Events” >> “Exams” in the menu on the right hand side. To download the study manual, click “Download” next to the session.

Video teaching:

[2020] How to register for the HKSI LE Securities and Futures Practitioner Qualification Examination? .VID156 https://youtu.be/lCHqY78-QGc

Sign up in person:

  1. You can go to the test center counter to register during HKSI office hours, it will take about 4 working days to ensure that the application is successful or not instead of immediately confirmation
  2. The address is Room 510, 5th Floor, Wing On Center, 111 Connaught Road Central, Hong Kong
  3. However, due to the outbreak of Covid-19, the opening hours have not returned to normal

Opening hours in April 2021: Monday to Friday from 12:30 pm to 2:30 pm

Opening hours from May 2021: Monday to Friday from 10 am to 4 pm 

If you want to get the news of any changes of opening hours, please browse the HKSI board 

https://www.hksi.org/en/
  1. An administrative fee of HK$100 will be charged for each application form (EPS/Master/Visa accepted)

How can we help you?

2CExam mainly sells products related to HKSI, IIQE, EAQE and SQE exams. It provides HKSI LE Papers 1, 2, 3, 5, 6, 7, 8, 9, 11, 12 mock exams. It also sells HKSI LE Papers 1, 2 , 6, 7, 8 exam books, one-to-one private tuition service, and free YouTube/Bilibili/Tencent/iqiyi teaching videos of HKSI LE Papers 1, 2, 6, 7, 8, 12. 2CExam has many years of experience in the securities, insurance, and real estate industries. If students need help, please visit www.2cexam.com.hk or contact by the following methods:

Tel: +852 2110 9644 Email: [email protected] WeChat: hk2cexam WhatsApp: +852 9347 2064

Please support us by leaving comments and likes if you think this article helps you!

You can scan or click on the QR codes to visit our social media.

Latest Article

Categories

過往文章

Contact US

Interesting Articles

Is the HKSI paper-based exam or the computer-based exam easier? Which is better to partake in?

July 26, 2021

  Many people are curious about the differences between the HKSI LE’s computer-based exam and the paper-based exam.   As per the two exams’ content, they are pretty much identical. The two exams use the same Study Guide, the exam questions are drawn in the same question bank. Some people say that they have taken…

What are the differences between a computer-based and paper-based exam for the Estate Agents / Salespersons Qualifying Examinations?

July 26, 2021

  There are differences between the computer-based exam and the paper-based exam? Some people say that the computer-based exam / paper-based exam will be easier?   Many people are curious about the differences between the EAQE/SQE’s computer- based exam and the paper- based exam.   As per the two exams’ content, they are pretty much…

What is the difference between the computer-based exam and the paper-based exam of the Insurance Intermediaries Qualifying Examination

July 26, 2021

  Many people are curious about the difference between the IIQE’s computer-based exam and the paper-based exam. First of all, IIQE does not hold many paper-based examinations. In many cases, it will only hold paper-based examinations for Paper 1. If you have special needs, such as not being proficient with computers, or having a vision…

What are the differences between the computer-based exam and the paper-based exam of the Licensing Examination for Securities and Futures Intermediaries (LE)?

July 26, 2021

  There are differences between the computer-based exam and the paper-based exam? Some people say that the computer-based exam / paper-based exam will be easier?   Many people are curious about the differences between the HKSI LE’s computer-based exam and the paper-based exam. First of all, HKSI does not hold many paper-based examinations. In many…

Which Licensing Examination for Securities and Futures Intermediaries exam paper should I partake in?

July 26, 2021

  If you want to work in the front line of the securities industry, you have a good chance of needing to take The Licensing Examination for Securities and Futures Intermediaries. As for what test papers you need to take, first of all, you need to know that the number of the exam paper has…

If I have an overseas professional qualification, can I obtain a SFC securities license simply by recognising my prior qualification

July 20, 2021

  Some students have worked in the securities finance industry outside of Hong Kong, and now they also need to obtain a securities business license in Hong Kong. Can work experience in the securities industry abroad help you waive the exam and allows a candidate to directly apply for the securities license from the Securities…

In order to obtain exemption from the HKSI LE exam or SFC’s academic requirement, how is relevant industry experience considered?

July 20, 2021

After reading the “Competency Guidelines” issued by the Securities Regulatory Commission, some students may have a big question mark on “Relevant Industry Experience”, “have X years of experience in the past X years”, and then ask us what kind of experience are counted as industry experience so they can be exempted from the Licensing Examination…

Which insurance intermediary qualifying examination paper should I take?

June 30, 2021

  If you want to work in the front line of the insurance industry, you have a good chance of needing to take the Insurance Intermediaries Qualifying Examination (IIQE). As for what exam papers you need to take, first you can check whether you meet certain conditions to be exempted from specific exam paper combinations…

The difference between IA Responsible Officer(RO) and technical representative (TR)

June 30, 2021

Regulatory Organisation   Before explaining the difference between Responsible Officer and Technical Representative, you must first know that there is only one regulatory agency that regulates companies engaging in insurance business: the Insurance Authority (IA). All the powers concerning licensing matters, supervision tasks, sanctions and investigations of intermediaries of insurance intermediaries, insurance companies and insurance…

The differences between a SFC Responsible Officer (RO), HKMA Executive Officer (EO) and a Sale Representative (Rep)

June 30, 2021

  The different regulatory agencies   Before explaining the differences between a responsible officer (RO), HKMA’s executive officer (EO) and sales representative (Rep), you must first know that there are two regulatory agencies that regulates companies that are engaging in securities business: the Securities and Futures Commission (SFC) and Hong Kong Monetary Authority (HKMA).The regulatory…