🏒 SFC 🀝 HKSI: The Dynamic Duo of Hong Kong’s Financial World!

August 22, 2024

Hey finance enthusiasts! πŸ“ŠπŸ’Ό Ready for a deep dive into the amazing partnership between SFC and HKSI in Hong Kong’s bustling financial sector? Let’s break it down! πŸ‡­πŸ‡°πŸ’°

  • SFC (Securities and Futures Commission) πŸ¦Έβ€β™€οΈ
    • The ultimate watchdog of HK’s securities and futures markets
    • Sets and enforces regulations to keep our markets fair and transparent
    • Licenses financial professionals to ensure they’re qualified to serve you
    • Investigates misconduct and takes action against the bad apples 🍎❌
  • HKSI (Hong Kong Securities and Investment Institute) 🧠
    • Your best friend for all things finance education
    • Offers professional exams that align with SFC’s licensing requirements
    • Provides top-notch training programs to keep you at the top of your game
    • Promotes ethical standards and best practices in the industry πŸ…
  • CPT (Continuous Professional Training) πŸ“šπŸ‹οΈβ€β™€οΈ
    • SFC’s way of saying “Never stop learning!”
    • Typically requires 5-10 hours of training annually for licensed individuals
    • HKSI steps in with a variety of courses to meet these requirements
    • Covers everything from regulatory updates to the latest market trends πŸ†•
  • The Dream Team in Action πŸ€œπŸ€›
    • SFC sets the standards, HKSI helps you meet them
    • When SFC updates regulations, HKSI quickly adapts its training programs
    • Together, they ensure Hong Kong’s financial professionals are among the best in the world! πŸŒπŸ†

Remember: In the fast-paced world of finance, SFC and HKSI are your guides to success. Stay curious, keep learning, and watch your career soar! πŸš€ #HKFinance #CareerGoals #AlwaysLearning #FinanceProfessionals

Please support us by leaving comments and likesΒ if you think this article helps you!

You can scan or click on the QR codes to visit our social media.

Latest Article

Categories

ιŽεΎ€ζ–‡η« 

Contact US

Interesting Articles

How to check the results of HKSI Paper?

May 26, 2021

How to check the results of HKSI LE Paper? How to check the results of HKSI LE paper? There are two situations for this. The first one is that if you take the exam in Hong Kong, most of them are computer-based exams, and you will know your results immediately after you finish the exam.…

What exam should I take if I want to be a sponsor?

May 26, 2021

  In Hong Kong, unless an individual or company is exempted, If they wish to conduct the ten “regulated activities” defined by the Securities and Futures Ordinance, they need to apply for a license/registration with the Securities and Futures Commission.   Type 1: Dealing in securities Type 2: Dealing in future contracts Type 3: Leveraged…

What exam should I take if I want to help customers buy and sell futures and options?

May 26, 2021

In Hong Kong, unless an individual or company is exempted, if they wish to conduct the ten “regulated activities” defined by the Securities and Futures Ordinance, they need to apply for a license/registration with the Securities and Futures Commission.   Type 1 Dealing in securities Type 2 Dealing in futures contracts Type 3 Leveraged foreign…

What exam should I take if I want to help clients buy and sell Hong Kong stocks, US stocks, and bonds?

May 25, 2021

  In Hong Kong, unless an individual or company is exempted, if they wish to conduct ten “regulated activities” defined by the Securities and Futures Ordinance, they need to apply for a license/registration with the SFC.   Type 1 Dealing in securities Type 2 Dealing in futures contracts Type 3 Leveraged foreign exchange trading Type…

What exam should I take if I want to sell group insurance, accident insurance and disability insurance with death compensation?

May 25, 2021

Β Β Β Β  Are group insurance, accident insurance and disability insurance with death compensation general insurance policies or long-term policies? In fact, there is no absolute answer, because an insurance policy with both accident/disability compensation and life insurance components can be general policies or long-term policies, depending on the plan. As in death compensation accident insurance: It…

What exam should I take if I want to sell life insurance, savings life insurance, annuities, and critical illness insurance?

May 25, 2021

  Life insurance, endowment insurance, annuities, and critical illness insurance are all insurances that are particularly related to human life. Life insurance and endowment life insurance are types of insurance that pay consolation money to the beneficiary after the death of the insured. Annuities are closely related to the life of the insured. Basically for…

What exam should I take if I want to sell accident insurance, domestic helper insurance, and medical insurance?

May 25, 2021

Accident insurance, domestic helper insurance, and medical insurance are all medical-related insurances that are purchased in order to avoid burdening huge (medical) expenses. According to Hong Kong’s “Insurance Ordinance”, general business protection covers 17 categories, including accidents, sickness, and general legal liability. Therefore, if you want to sell accident insurance, domestic helper insurance, and medical…

What exam should I take if I want to sell engineering insurance and liability insurance?

May 25, 2021

Engineering insurance and liability insurance are insurances designed to avoid huge financial burdens caused by huge losses. Part of the engineering insurance will protect the legal liabilities of causing the third party to be injured or have property losses; while the liability insurance is to compensate for the liabilities derived from causing injuries or losses…

What exam should I take if I want to sell car insurance, water damage insurance, home insurance, property insurance, and marine cargo insurance?

May 25, 2021

Car insurance, water damage insurance, home insurance, property insurance, and marine cargo insurance are all property insurances that are purchased to cover losses caused by accidents. According to Hong Kong’s “Insurance Ordinance”, general business insurance covers 17 major categories, including land vehicles, ships, fires and natural forces, damage to property, etc. Therefore, if you want…

What is the Use for IIQE Certificates?

May 25, 2021

Is there any difference between notification of results and a certificate? Do I need to submit both at the same time when I apply for a license?   The IIQE notification of results and certificate are two different kinds of proof. The Vocational Training Council (VTC) Institute of Professional Education and Knowledge (PEAK) is responsible…