HKSI Securities and Futures Examination

  Many students who did not have a business background would ask us: “ Which paper should I take first when The Hong Kong Licensing Examination for Securities and Futures Intermediaries (HKSI LE) has that many papers? “   Which exam paper should I take first?   The SFC has no requirement for the order…

Questions regarding applying for a license after passing the HKSI exam    Students often inquire about licensing issues after passing the HKSI LE examination. Many people ask what other factors will affect the licensing besides the examination results ? In fact, there are several conditions that need to be met:   The first one is…

Should I take the HKSI Hong Kong Securities and Futures Exam in Hong Kong or the Mainland?   For mainland candidates, this article will be very useful. First of all, the exam can be taken in Mainland China, but there are many restrictions. In this article, I will analyze the advantages of taking the exam…

How to obtain HKSI Hong Kong Securities and Futures Examination study materials?   Many students asked why there is so little information relating to The Licensing Examination for Securities and Futures Intermediaries. Whether you use Google or Baidu to search for information you will find that this examination is actually taken every day, but there…

Within the HKSI LE exam, certain parts of the exam allow you to use your HKCEE/DSE calculator; whereas in some circumstances, bringing a calculator is mandatory.    Some students may ask, whether an HKEAA Approved calculator be used in the HKSI LE exam? The answer is yes, but it will be somehow inconvenient.  Some people…

  In Hong Kong, unless an individual or company is designated for exemption, if they wish to conduct the following ten types of “regulated activities” defined by the Securities and Futures Ordinance, they need to apply for a license/registration with the Securities and Futures Commission.   Type 1: dealing in securities Type 2: dealing in…

  HKSI Hong Kong Securities and Futures Examination Difficulty and Passing Rate   Hello everyone, let’s talk about the difficulty level of the Hong Kong Securities and Futures Examination today. Many students are asking about the difficulty level of the exam itself. The answer varies and depends on many factors. Some people say that the…

How to check the results of HKSI LE Paper? How to check the results of HKSI LE paper? There are two situations for this. The first one is that if you take the exam in Hong Kong, most of them are computer-based exams, and you will know your results immediately after you finish the exam.…

  In Hong Kong, unless an individual or company is exempted, If they wish to conduct the ten “regulated activities” defined by the Securities and Futures Ordinance, they need to apply for a license/registration with the Securities and Futures Commission.   Type 1: Dealing in securities Type 2: Dealing in future contracts Type 3: Leveraged…