HKSI Securities and Futures Examination
Why is it a disadvantage for foreigners to take the HKSI LE securities exam?
The HKSI LE exam provides two languages, Chinese and English, and both are provided during the exam. Some students who have taken the exams several times may pay attention to both the Chinese and English questions simultaneously, they will find that the content of the questions in Chinese or English exams is actually…
Read MoreIs the HKSI LE exam easier to take in English? Or in Chinese?
From time to time, students who purchase mock questions will ask us whether it is better to take the HKSI LE exam in Chinese or English? If you have taken the exams several times and have paid attention to both the Chinese and English questions, you will find that the content of the…
Read MoreIs the HKSI paper-based exam or the computer-based exam easier? Which is better to partake in?
Many people are curious about the differences between the HKSI LE’s computer-based exam and the paper-based exam. As per the two exams’ content, they are pretty much identical. The two exams use the same Study Guide, the exam questions are drawn in the same question bank. Some people say that they have taken…
Read MoreWhat are the differences between the computer-based exam and the paper-based exam of the Licensing Examination for Securities and Futures Intermediaries (LE)?
There are differences between the computer-based exam and the paper-based exam? Some people say that the computer-based exam / paper-based exam will be easier? Many people are curious about the differences between the HKSI LE’s computer-based exam and the paper-based exam. First of all, HKSI does not hold many paper-based examinations. In many…
Read MoreWhich Licensing Examination for Securities and Futures Intermediaries exam paper should I partake in?
If you want to work in the front line of the securities industry, you have a good chance of needing to take The Licensing Examination for Securities and Futures Intermediaries. As for what test papers you need to take, first of all, you need to know that the number of the exam paper has…
Read MoreIf I have an overseas professional qualification, can I obtain a SFC securities license simply by recognising my prior qualification
Some students have worked in the securities finance industry outside of Hong Kong, and now they also need to obtain a securities business license in Hong Kong. Can work experience in the securities industry abroad help you waive the exam and allows a candidate to directly apply for the securities license from the Securities…
Read MoreIn order to obtain exemption from the HKSI LE exam or SFC’s academic requirement, how is relevant industry experience considered?
After reading the “Competency Guidelines” issued by the Securities Regulatory Commission, some students may have a big question mark on “Relevant Industry Experience”, “have X years of experience in the past X years”, and then ask us what kind of experience are counted as industry experience so they can be exempted from the Licensing Examination…
Read MoreThe differences between a SFC Responsible Officer (RO), HKMA Executive Officer (EO) and a Sale Representative (Rep)
The different regulatory agencies Before explaining the differences between a responsible officer (RO), HKMA’s executive officer (EO) and sales representative (Rep), you must first know that there are two regulatory agencies that regulates companies that are engaging in securities business: the Securities and Futures Commission (SFC) and Hong Kong Monetary Authority (HKMA).The regulatory…
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What kind of updates did the HKSI make in the LE study manual?
Many of our clients are frustrated with needing to retake the exam, or some are going to take the exam right before the HKSI is going to update the manual. They are concerned with what updates the HKSI would make on their study manual. Below we will uncover what differences will be commonly found between…
Read MoreWhich of the HKSI LE securities exams is more difficult? Which is easier? I haven’t studied finance before, where and how should I get started?
What are the contents of the HKSI LE exam papers? The Licensing Examination for Securities and Futures Intermediaries (HKSI LE) paper 1 is considered as the basic course for aspiring Securities and Futures Practitioners. Anyone who wishes to enter the industry – after the emergence of the securities examination system needs to take the…
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