SFC Licence
Attention Mainland Finance Pros! Qualification Recognition ≠ Direct Hong Kong License! Securities, Futures, Fund Management: Who’s Exempt? Who Needs to Re-exam? SFC Licensing Double Hurdle Revealed 🏆📚🇭🇰
Hey there, finance superstars! Today, we’re diving into a super hot topic – the recognition of mainland financial qualifications in Hong Kong. But wait! There’s a big pitfall here, so don’t jump in too fast! Ready? Let’s go! 🚀 Mutual Recognition Policy Unveiled 🔍 Remember the 2004 CEPA agreement? It made our mainland qualifications usable…
Read More🏢 SFC 🤝 HKSI: The Dynamic Duo of Hong Kong’s Financial World!
Hey finance enthusiasts! 📊💼 Ready for a deep dive into the amazing partnership between SFC and HKSI in Hong Kong’s bustling financial sector? Let’s break it down! 🇭🇰💰 Remember: In the fast-paced world of finance, SFC and HKSI are your guides to success. Stay curious, keep learning, and watch your career soar! 🚀 #HKFinance #CareerGoals…
Read MoreLin’s Financial Dream: A Marvelous Journey from Misconceptions to Success 🚀
Lin, a 30-year-old young man, arrived in the bustling city of Hong Kong with dreams of entering the financial industry. He was confident that passing the HKSI exam and obtaining a certificate would easily secure him an SFC license, paving the way for a successful career in finance. However, reality soon gave him a rude…
Read MoreShocking! 90% Get HKSI, SFC Licenses Wrong? 🤯 Must-Read for HK Newbies! 💼📚
Hi everyone! I’m a student at 2CEXAM, and today I’m here to chat about some common misconceptions in Hong Kong’s financial industry. As a newbie, I was once confused about these concepts, but thanks to the professional instructors at 2CEXAM, I’ve finally got it all figured out! Let’s see how many of these you’ve fallen…
Read MoreWhy Is 2CExam Still So Popular Although It Is Expensive?
For the Licensing Examination for securities and futures intermediaries (HKSI LE), the Insurance Intermediary Qualifying Examination (IIQE), the Estate Agent Qualifying Examination (EAQE) and the Salesperson Qualifying Examination (SQE), there are not many products available in the market. Why is 2CEXAM not the cheapest but loved by the many candidates? 2CExam has accumulated years of…
Read MoreHow to apply for an SFC license?
After taking the Hong Kong Securities and Futures Practitioners Qualification Examination, how do I get licensed? Many people ask, after passing the HKSI LE, how do I get licensed? What is the relationship between the HKSI LE exam and obtaining an SFC license? In Hong Kong, individuals engaged in financial businesses regulated by the Securities…
Read MoreWhy do Hong Kong asset management companies/fund managers generally need to hold both Type 9 and Type 4 licenses?
In Hong Kong, although the fund itself does not require a license, the fund manager does need one. To manage funds or assets in Hong Kong, asset management companies/fund managers usually need to obtain the SFC’s Type 9 regulated activity (Asset Management) license. In asset management activities in Hong Kong, asset management companies/fund managers are…
Read MoreCan an individual holding a Type 1 license from the Securities and Futures Commission (SFC) also serve as a Responsible Officer (RO) for Type 4 and Type 9 licenses?
Question: Currently holding a Hong Kong Type 1 regulated activity (1st license – Securities Trading) licensed representative license and having several years of experience. Now passed the Hong Kong Securities and Futures Practitioners Qualification Exam Paper 6 (HKSI LE Paper 6). Can they become a Responsible Officer (RO) for Type 1 regulated activity (1st license…
Read MoreWill the Hong Kong personal real estate license expire?
How much longer is your Hong Kong individual real estate license valid for? In Hong Kong, once you have successfully applied for an individual real estate license, you do not need to retake the real estate license qualification exam as long as the license has not been terminated or revoked. However, maintaining a license is…
Read MoreWhat is the difference between an insurance agent and an insurance broker in Hong Kong?
When purchasing insurance in Hong Kong, there are generally two types of insurance salespeople that you may encounter: insurance agents and insurance brokers. What are the differences in their roles or responsibilities? Do they need to register with recognized organizations before working? And what are their professional qualifications? This article will answer these questions one…
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